Checklist
2025 Fintech Compliance Checklist
2025 Fintech Compliance Checklist
2025 Fintech Compliance Checklist
Download the 2025 Fintech Compliance Checklist, the essential guide used by compliance and risk leaders to stay audit-ready and scale securely.
Download the 2025 Fintech Compliance Checklist, the essential guide used by compliance and risk leaders to stay audit-ready and scale securely.
Download the 2025 Fintech Compliance Checklist, the essential guide used by compliance and risk leaders to stay audit-ready and scale securely.
As seen on:
As seen on:
As seen on:
Inside the Checklist
Regulatory Compliance
Regulatory Compliance
Learn how to manage financial crime risk with automated KYC/KYB, AML screening, and dynamic risk scoring, all while maintaining clear oversight of data privacy and consumer protection policies.
Learn how to manage financial crime risk with automated KYC/KYB, AML screening, and dynamic risk scoring, all while maintaining clear oversight of data privacy and consumer protection policies.
Operational Compliance
Operational Compliance
Centralize workflows for policy approvals, tasks, and team collaboration.
Handle employee training, attestations, and vendor due diligence in one streamlined platform.
Centralize workflows for policy approvals, tasks, and team collaboration.
Handle employee training, attestations, and vendor due diligence in one streamlined platform.
Technology Compliance
Technology Compliance
Develop and manage IT governance policies, including your incident response plan, on secure, scalable infrastructure that follows industry best practices for data protection.
Develop and manage IT governance policies, including your incident response plan, on secure, scalable infrastructure that follows industry best practices for data protection.
Reporting & Documentation
Reporting & Documentation
Simplify reporting with a centralized document repository, automated version control, and built-in audit-ready templates for all your policies and procedures.
Simplify reporting with a centralized document repository, automated version control, and built-in audit-ready templates for all your policies and procedures.
Our Story
From Manual to Automated Compliance
From Manual to Automated Compliance
From Manual to Automated Compliance
Regly isn’t just another compliance software. It’s the result of over a decade of hands-on experience in the world of regulatory compliance.
Born out of InnReg, a compliance consulting and outsourcing firm trusted by 100+ fintech companies since 2013, Regly was built to simplify complex compliance challenges.
Not all software is built for compliance. We’ve created Regly based on actual data from years of hands-on experience with regulatory exams, compliance reviews, policies and procedures development, risk mitigation, and more.
This is compliance software built by compliance experts, designed to make compliance accessible to everyone.
Regly isn’t just another compliance software. It’s the result of over a decade of hands-on experience in the world of regulatory compliance.
Born out of InnReg, a compliance consulting and outsourcing firm trusted by 100+ fintech companies since 2013, Regly was built to simplify complex compliance challenges.
Not all software is built for compliance. We’ve created Regly based on actual data from years of hands-on experience with regulatory exams, compliance reviews, policies and procedures development, risk mitigation, and more.
This is compliance software built by compliance experts, designed to make compliance accessible to everyone.
Regly isn’t just another compliance software. It’s the result of over a decade of hands-on experience in the world of regulatory compliance.
Born out of InnReg, a compliance consulting and outsourcing firm trusted by 100+ fintech companies since 2013, Regly was built to simplify complex compliance challenges.
Not all software is built for compliance. We’ve created Regly based on actual data from years of hands-on experience with regulatory exams, compliance reviews, policies and procedures development, risk mitigation, and more.
This is compliance software built by compliance experts, designed to make compliance accessible to everyone.
100+
100+
100+
Fintech companies contributed real-world insights that shaped Regly’s processes
Fintech companies contributed real-world insights that shaped Regly’s processes
Fintech companies contributed real-world insights that shaped Regly’s processes
30+
30+
30+
Global regulatory experts built Regly with compliance and fincrime expertise
Global regulatory experts built Regly with compliance and fincrime expertise
Global regulatory experts built Regly with compliance and fincrime expertise
2+
2+
2+
Years of development focused on rigorous real-world testing before launch
Years of development focused on rigorous real-world testing before launch
Years of development focused on rigorous real-world testing before launch
Turn your checklist into action.
See how Regly transforms the tasks in this checklist into a streamlined, efficient, and automated process that gives your team control and clarity.
Built for compliance teams who want to scale without the manual overhead.