Regly Monitor
Regulatory updates from 100+ sources, scored for your firm
Regulatory updates from 100+ sources, scored for your firm
Regulatory updates from 100+ sources, scored for your firm
Regly Monitor watches the SEC, FINRA, FinCEN and 100+ other federal and state sources, and scores every update for your firm. Your team reviews what matters instead of scanning inboxes and government websites.
Regly Monitor watches the SEC, FINRA, FinCEN and 100+ other federal and state sources, and scores every update for your firm. Your team reviews what matters instead of scanning inboxes and government websites.
The Problem
Staying current shouldn't be a second job
Staying current shouldn't be a second job
Staying current shouldn't be a second job
Updates arrive scattered: agency emails, newsletters, law firm alerts, colleague forwards. None of them tells you what applies to your firm, or shows an examiner that your team reviewed it. The result: hours of scanning, and the quiet worry that something slipped through.
Updates arrive scattered: agency emails, newsletters, law firm alerts, colleague forwards. None of them tells you what applies to your firm, or shows an examiner that your team reviewed it. The result: hours of scanning, and the quiet worry that something slipped through.
Updates arrive scattered: agency emails, newsletters, law firm alerts, colleague forwards. None of them tells you what applies to your firm, or shows an examiner that your team reviewed it. The result: hours of scanning, and the quiet worry that something slipped through.
How it works
Collected, scored, reviewed.
In one place.
3
Your team triages
Bookmark, mark reviewed, escalate with a note, comment with @mentions, or push straight to Asana. Coverage counters show what’s been reviewed and what’s pending, at team level.
1
We collect
Monitor pulls updates automatically from 52 federal regulators, 45 state agencies, and expert commentary through JD Supra. Official text and third-party analysis, linked in one place.
2
We score
Each update gets a 1-to-5 relevance score, classified by vertical, region and category, next to a link to the primary source so your team can always check the machine’s work. Radar, not autopilot: it ranks, your team decides.
1
We collect
Regly Monitor pulls updates automatically from 100+ federal and state sources, plus expert commentary through other sources. Official text and third-party analysis, linked in one place.
1
We collect
Regly Monitor pulls updates automatically from 100+ federal and state sources, plus expert commentary through other sources. Official text and third-party analysis, linked in one place.
1
We collect
Regly Monitor pulls updates automatically from 100+ federal and state sources, plus expert commentary through other sources. Official text and third-party analysis, linked in one place.
2
We score
Each update gets a 1-to-5 relevance score, classified by vertical, region and category, next to a link to the primary source so your team can always check the machine’s work. Radar, not autopilot: it ranks, your team decides.
2
We score
Each update gets a 1-to-5 relevance score, classified by vertical, region and category, next to a link to the primary source so your team can always check the machine’s work. Radar, not autopilot: it ranks, your team decides.
2
We score
Each update gets a 1-to-5 relevance score, classified by vertical, region and category, next to a link to the primary source so your team can always check the machine’s work. Radar, not autopilot: it ranks, your team decides.
3
Your team triages
Bookmark, mark reviewed, escalate with a note, comment with @mentions, or push straight to your task management platform. Coverage counters show what’s been reviewed and what’s pending, at team level.
3
Your team triages
Bookmark, mark reviewed, escalate with a note, comment with @mentions, or push straight to your task management platform. Coverage counters show what’s been reviewed and what’s pending, at team level.
3
Your team triages
Bookmark, mark reviewed, escalate with a note, comment with @mentions, or push straight to your task management platform. Coverage counters show what’s been reviewed and what’s pending, at team level.
Sources
100+ sources, including federal, state, and expert commentary
100+ sources, including federal, state, and expert commentary
100+ sources, including federal, state, and expert commentary
Federal regulators including the SEC, FINRA, FinCEN, OCC, CFPB, CFTC, FDIC, the Federal Reserve, NFA, NMLS and OFAC. 45 state agencies. Plus third-party sources for what the experts are saying about each change.
Some agencies publish through many channels and Regly Monitor subscribes to each one, including 14 Federal Reserve feeds, 11 NFA feeds and 7 CFTC feeds. You choose which sources apply to your firm, the rest stay one toggle away.
Federal regulators including the SEC, FINRA, FinCEN, OCC, CFPB, CFTC, FDIC, the Federal Reserve, NFA, NMLS and OFAC. 45 state agencies. Plus third-party sources for what the experts are saying about each change.
Some agencies publish through many channels and Regly Monitor subscribes to each one, including 14 Federal Reserve feeds, 11 NFA feeds and 7 CFTC feeds. You choose which sources apply to your firm, the rest stay one toggle away.
Federal regulators including the SEC, FINRA, FinCEN, OCC, CFPB, CFTC, FDIC, the Federal Reserve, NFA, NMLS and OFAC. 45 state agencies. Plus third-party sources for what the experts are saying about each change.
Some agencies publish through many channels and Regly Monitor subscribes to each one, including 14 Federal Reserve feeds, 11 NFA feeds and 7 CFTC feeds. You choose which sources apply to your firm, the rest stay one toggle away.
How it works
How it works
How it works
SEC
FINRA
FinCEN
OCC
CFPB
CFTC
FDIC
Federal Reserve
NFA
NMLS
OFAC
Third-party commentary
45 state agencies
40+ federal sources
THE TEAM LAYER
A feed becomes a record
Reading an update is not the same as handling it. Regly Monitor's team screen shows pending reviews, escalated items with notes, and who reviewed what this week, so coverage stops being a feeling and becomes a number. When an update needs action, escalate it to a teammate with a note, discuss it in comments, or send it to your task management platform where your tasks already live.
OBJECTIONS
"We already get the agency emails"
Free regulator emails
Official text, from one agency at a time, with no interpretation. Subscribe to everything that applies to your firm and your inbox becomes the triage system: no score, no assignment, no record that anyone reviewed anything.
Free regulator emails
Official text, from one agency at a time, with no interpretation. Subscribe to everything that applies to your firm and your inbox becomes the triage system: no score, no assignment, no record that anyone reviewed anything.
Newsletters and law firm alerts
Newsletters and law firm alerts give you expert commentary, on the updates their editors picked, days later, with no way to act on them as a team.
Newsletters and law firm alerts
Newsletters and law firm alerts give you expert commentary, on the updates their editors picked, days later, with no way to act on them as a team.
Monitor gives you both, linked
The official update, matched with what experts are saying about it, scored for your firm, inside a workflow that records what your team did about it.
Monitor gives you both, linked
The official update, matched with what experts are saying about it, scored for your firm, inside a workflow that records what your team did about it.
WHO IT'S FOR
Built for regulated financial firms
Built for regulated financial firms
Every update is classified by vertical, so a broker-dealer CCO and an MSB compliance officer see different feeds from the same sources.
Every update is classified by vertical, so a broker-dealer CCO and an MSB compliance officer see different feeds from the same sources.
MSBs
FinCEN · State · NMLS
Broker-Dealers
FINRA · SEC
Banks
OCC · FDIC · FRB
RIAs
SEC · State regulators
Lenders
CFPB · State
Payments
CFPB · FinCEN
Crypto
SEC · CFTC · FinCEN
MSBs
FinCEN · State · NMLS
Broker-Dealers
FINRA · SEC
Banks
OCC · FDIC · FRB
RIAs
SEC · State regulators
Lenders
CFPB · State
Payments
CFPB · FinCEN
Crypto
SEC · CFTC · FinCEN
COmplete solution
Part of the Regly Platform
Regly Monitor comes from the team behind Regly Compliance and Regly FinCrime, compliance software built for regulated financial firms. Start with Monitor, and the rest of the platform is there when you need it.
Regly Compliance
Manage compliance workflows: marketing review, policies, employees, vendors.
Regly Compliance
Manage compliance workflows: marketing review, policies, employees, vendors.
Regly FinCrime
Detect financial crime risk: KYC/KYB AML screening, risk scoring.
Regly FinCrime
Detect financial crime risk: KYC/KYB AML screening, risk scoring.
Regly Monitor
Track regulatory changes 100+ sources, scored, triaged by your team.
Regly Monitor
Track regulatory changes 100+ sources, scored, triaged by your team.
See your firm's feed in one demo
We'll show you Regly Monitor running live: your verticals, your regulators, your team's workflow.
See your firm's feed in one demo
We'll show you Regly Monitor running live: your verticals, your regulators, your team's workflow.